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Date / Time / Location

Tuesday, November 5, 2019
1:00 PM - 3:00 PM


CPE Credits

  • 2.00 CPE Credits in TX


  • $89.00 - Member
  • $89.00 - Non Member

Course Developer

Distributions from retirement accounts is inevitable, and distributions can be taxable. However, the tax code includes provisions that can be taken to minimize income taxes that would be due on retirement account assets and avoid penalties. Being aware of these provisions is the first step to taking advantage of these tax benefits. Of course, understanding the steps that should be taken is equally as important.

Designed For

Financial advisors, tax professionals, and individuals who support IRAs and employer plans (employees of financial institutions who answers questions about and handle transactions for IRAs and employer plans).


  • Identify early distributions
  • Determine the taxability of distributions and whether distributions can result in avoidable penalties
  • Know different penalty exceptions that apply to different types of retirement plans
  • Understand how beneficiaries can avoid unintended tax consequences from unintentional distributions
  • Identify opportunities for tax reduction strategies for distributions from employer-sponsored plans


  • What is an early distribution?
  • Rollover eligibility for distributions
  • How to determine when the required minimum distribution rules apply
  • Choosing the “right” distribution option for a spouse beneficiary
  • Qualified Roth IRA distributions
  • Net unrealized appreciation and other considerations for distributions from employer plans
  • Required minimum distributions for account owners
  • Required minimum distributions for inherited accounts

Course Level



A basic understanding of individual income tax.

Advance Preparation

Pre-Registration Closed

Online pre-registration for this event is now closed.

Denise Appleby

Denise Appleby, APA, CISP, CRPS, CRC

Denise Appleby is CEO of Appleby Retirement Consulting Inc., a firm that provides IRA tools and resources for financial and tax professionals. She has over 17 years of experience in the retirement plans field, and has co-authored several books and written over 500 articles on retirement rules and regulations. Denise is also CEO of , a free consumer website about retirement accounts rules and regulations. For more about Denise, visit her website at

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Pre-Registration Closed

Online pre-registration for this event is now closed.