Understand the risks involved in signing non-disclosure agreements, make sure your firm is on schedule to conform to the AICPA’s new quality management standards, and learn about the PCAOB’s annual report regarding audits of broker dealers.
HIGHLIGHTS
- New AICPA release on non-disclosure agreements; understand the risks
- AICPA quality management standards
- PCAOB annual report on the interim inspection program related to the audits of broker dealers
COURSE LEVEL
Basic
PREREQUISITES
None
ADVANCE PREPARATION
None